Abstract：As compliance consultants hired by the companies, the lawyers can play three positive roles in assisting companies in their compliance rectifications: firstly, applicants who initiate compliance inspection procedures by the procuratorate; secondly, responders to third-party organizations for supervision and inspection; thirdly, respondents to the Compliance Acceptance Hearing of the Third-Party Mechanism Committee. In order to help enterprises achieve the goal of effective compliance rectification, compliance consultants should work actively to meet the basic conditions for the procuratorate to initiate compliance inspection procedures, and focus on the endogenous structural reasons for the crimes of the enterprises. They make targeted adjustments to business methods, business models, and corporate culture to eliminate those factors that easily lead to crime. On this basis, compliance consultants can help enterprises establish a systematic and special compliance plan according to the situation such as company scale, business scope, product type, compliance risks, so as to achieve the goal of effectively preventing the recurrence of similar illegal and criminal acts.
陈瑞华. 合规顾问在有效合规整改中的作用[J]. 浙江工商大学学报, 2022, 36(6): 35-50.
CHEN Ruihua. The Role of Compliance Consultants in Effective Compliance Rectification. Journal of Zhejing Gongshang University, 2022, 36(6): 35-50.
2022, Vol. 36 
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